Jim Richards

Jim Richards, B.Comm., J.D., CAMS

Prinicpal and Founder at Regtech Consulting, LLC

Jim Richards has three decades of experience leading large bank financial crime programs. He is a published author and an accomplished public speaker. He is armed with a unique blend of law enforcement, prosecutorial, and private sector experiences across all facets of financial crimes risk management.

Jim Richards is highly effective at Financial Crimes Risk Management, Bank Secrecy Act (BSA) Compliance, Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), Global Sanctions, Customer Due Diligence (CDD), and External Fraud & Internal Fraud/Misconduct. His experience in program and governance leadership includes board-level reporting, as well as design and implementation of AML surveillance and analytics systems. He is a senior risk professional known as a pioneer of and leader in the field.